FINRA Suspends Ex-Merrill Rep Over Unauthorized Transactions
By Jeff BermanThe former broker signed 15 subscription agreements with a third-party advisor, the regulatory group says.
February 18, 2020
SOA Connects With Plug and PlayA mentorship program will give actuaries a chance to see, and shape, insurtech efforts.
February 18, 2020
Susan Thomas to Lead Life Insurers CouncilByron Allen is the group's new vice chair.
February 18, 2020
Coronavirus Lowering Global Growth Expectations, Hurting MarketsOne notable aspect of recent outlook revisions is the utter uncertainty about what happens if the virus is not contained.
February 18, 2020
New RIA in a Box Open API Helps Advisors With Compliance: T3 Tech RoundupOther developments revealed at T3 include an AI-powered tech solution and an new Orion Connect interface.
February 18, 2020
Variable Annuity Sales Rise: SurveySales of fixed annuities went in a different direction.
February 18, 2020
Fidelity Adds New Capabilities, User Testing to Integration XchangeThe enhancements focus on self-service functionality that allow wealth management firms to customize their use of technology.
February 18, 2020
FINRA Suspends Ex-Thrivent Rep Who Worked at Animal HospitalThe broker had multiple side gigs, according to FINRA.