Merrill Still Discriminates Against Black Advisor Trainees: Lawsuit
By Melanie WaddellThey are treated as "unpaid temporary laborers to do the grunt work of gathering assets," a complaint contends.
August 26, 2025
IRS to Leave Interest Rates Flat in Q4For individuals, the rate for overpayments and underpayments will be 7% per year, compounded daily.
August 26, 2025
Northern Trust Sues Ex-Employee, Saying He Stole From a ClientThe firm alleges a former relationship advisor made unauthorized transactions from a client's account.
August 26, 2025
HNW Client Segment to Hit $30T by 2028: CerulliWealth creation and concentration among highly affluent households have surged in recent years — with more growth coming.
August 26, 2025
Rep Violated Reg BI With Excessive Trades: FINRAJoseph Kelly of Spartan Capital Securities excessively effected transactions in the accounts of four retail customers, FINRA found.
August 26, 2025
Calm in Markets Is All But Over: Goldman, Deutsche Bank"I’m not sure ... we can sustain ... [the] Goldilocks momentum we’ve had," said Goldman's Christian Mueller-Glissmann.
August 25, 2025
Jeremy Siegel: Stocks Can Gain Another 10%"I believe this rally still has legs," economist Jeremy Siegel posted Monday.
August 25, 2025
Mariner to Acquire $5B FirmSoutheastern Advisory Services has 35 institutional relationships in Florida, Georgia and Texas.