Iowa Adopts Best-Interest Standard for Annuity Sales
By Melanie WaddellThe division will repropose its rule for broker-dealers later this summer.
May 11, 2020
Goldman Licenses Fidelity's Nontransparent ETF StructureGoldman previously licensed ActiveShares' nontransparent ETF structure from Precidian Investments.
May 11, 2020
FINRA Announces Delay in Online Test-Taking RegistrationThe broker-dealer regulator said late Sunday that it needs more time to pilot the online test-taking program.
May 11, 2020
Advisor Group to Close 3 Former Ladenburg BDsThe BDs are set to become part of Securities America by year-end.
May 11, 2020
MassMutual Teams With NextCapital on Retirement Solution: Tech RoundupAlso, Envestnet MoneyGuide enhances its client portal.
May 11, 2020
VanEck Enhances Fallen Angel Bond ETF's Holdings: Portfolio ProductsAlso, First Trust plans to launch two target outcome ETFs.
May 11, 2020
How Long Do Bear Markets Last? Reflecting on Historical Market PatternsThe first-quarter bear market threw investors for a loop. Not only was it the fastest bear market ever to develop, but the cause of it also had nothing to do with the usual economic reasons.
May 11, 2020
COVID-19 Trackers' Map Continues to ClearThe numbers coming out of New York City are still grim.