June 29, 2020
SEC Releases Updated FAQ on Form CRSThe FAQ provides updates on questions related to broker-dealers as well as dual registrants.
June 29, 2020
The Mega Backdoor Roth ExplainedFor some clients, the mega backdoor Roth strategy is one to consider, if their employer's 401(k) plan allows for it.
June 29, 2020
Gilead May Charge U.S. Government $2,340 Per Patient for COVID-19 DrugThe list price for private insurers could be $3,120 for a five-day course.
June 29, 2020
XYPN Mulls Supreme Court Challenge to SEC Reg BIThis is one of two possible moves XYPN is considering after an appeals court upheld the rule, Michael Kitces said Monday.
June 29, 2020
UBS Expands SMAs to Third-Party Asset Managers: Portfolio ProductsAlso, Orion teams with State Street on suite of low-cost model portfolios.
June 29, 2020
LTC Type Has Big Effect on COVID-19 Infection Rates: Provider SurveyPeople living in nursing homes have had by far the highest rates.
June 29, 2020
Reg BI Ruling Could Help Annuity Issuers, Commission-Based AgentsThe ACLI says it may help an insurer-backed sales standard model become a uniform national standard.