Medigap 'Letter Plans' That Offer More Physician Choices Gain Share: AHIP
By Allison BellMany enrollees have been clinging tightly to their rich Plan F coverage.
July 09, 2020
FINRA Bars Ex-J.P. Morgan Rep Who Thumbed Her Nose at ProbeThe former broker allegedly used her personal email and phone to communicate with clients.
July 09, 2020
Goldman Sachs and Vanguard Launch New Bond ETFsThe Goldman product focuses on shorter term investment-grade bonds; Vanguard's on ESG criteria.
July 09, 2020
Women Still Let Spouses Take the Lead on Financial Matters: SurveyThe UBS survey also found that women believe in equal participation in financial decision-making.
July 09, 2020
Wells Fargo Readying Thousands of Job Cuts to Start in 2020Tens of thousands of positions could ultimately be eliminated; the move may test vows by other banks to keep staff amid the pandemic.
July 09, 2020
Morgan Stanley to Pay $875K Fine for Bad Trade DataThe firm submitted "at least 869 inaccurate blue sheets," according to FINRA.
July 09, 2020
Waddell & Reed Adds Advisors With $701MThree of the nine new advisors come from Edward Jones, while the rest join from Cetera and other firms.
July 09, 2020
SEC Approves Expedited Applications Review ProcessSEC has "responded to industry concerns about the sluggish exemptive application process that has hindered product development," says Cipperman Compliance Services.