SEC Creates New Emerging Threats Exam Team
By Melanie WaddellThe new team, housed within the exam unit, "will proactively engage with financial firms about emerging threats and current market events."
July 29, 2020
Fed Affirms Commitment to Support a Faltering EconomyBut policymakers stressed that the path "will depend significantly on the course of the virus."
July 29, 2020
Salesforce Buys Stake in Hearsay, 'Doubling Down' on Financial ServicesSalesforce and Hearsay team up to help firms record and track all advisor-client communications, Hearsay CEO Clara Shih tells ThinkAdvisor.
July 29, 2020
Forget the 4% Rule: Planner Explains His Flexible Retirement Withdrawal StrategyAdvisor Jonathan Guyton discusses how and why to use "guardrails" instead of fixed withdrawal rates.
July 29, 2020
State Street Rolls Out ESG Version of Popular ETFUnlike the $285-billion SPDR S&P 500 ETF Trust, the new fund excludes firms tied to tobacco or "controversial weapons," says the fund firm.
July 29, 2020
IRS Issues Final Regs on Business Interest ExpensesThe regs include basic statutory amendments made by the CARES Act.
July 29, 2020
COVID-19 Increased LTCI Claimant Mortality 30%: UnumCompany executives say the effect on life insurance claims was surprisingly high.
July 29, 2020
Vanguard to Merge Active Value Fund Into Larger Passive FundIf shareholders approve, the Vanguard U.S. Value Fund will merge into the Vanguard Value Index Fund.