Hightower, LaSalle Add New Groups: Recruiting Roundup
By Janet LevauxMeanwhile, Advisor Group shares plans for its national conference and one of its broker-dealers brings on a team from Ameriprise.
August 26, 2020
SEC's New Accredited Investor Definition Gets Mixed ResponseSome industry players cheered the expansion, while others said it didn't go far enough.
August 26, 2020
Morgan Stanley Launches 'Women Without Limits' ProgramThe new initiative will focus on promoting financial literacy and spotlighting female leaders.
August 26, 2020
Scottrade to Pay $250K Fine to Massachusetts Over Sales ContestsThe order ends a two-year dispute between Scottrade and Commonwealth Secretary William Galvin.
August 26, 2020
Advisor Allegedly Fast With $2M of Client Funds Makes SEC FuriousMark J. Boucher allegedly created false accounts and said that buying a car with a client's money was "a simple mistake."
August 26, 2020
Advisors Stereotype Female Clients Without Realizing It: MerrillA study of behavior and language found advisors risk losing clients by making stereotypical miscues.
August 26, 2020
GoHealth Starts Building Offices in UtahThe Medicare plan distributor says it will put 1,159 employees in the offices.
August 26, 2020
SEC Expands Accredited Investor Definition"We do not believe wealth should be the sole means of establishing financial sophistication," the SEC said.