SEC Amends Capital-Raising Rules
By Melanie Waddell"These changes do little to ease the costs of capital for the smallest companies," said Cato's Schulp.
November 03, 2020
Stifel Adds 3 Merrill AdvisorsTwo advisors moved to Stifel in Dallas, while the other did so in the St. Louis area; the three had combined assets of $243 million.
November 03, 2020
8 States With Tax Questions on the BallotProposals included income tax hikes and legal marijuana could help states replenish coffers drained by the COVID crisis.
November 03, 2020
Advisor Group Nabs $975M TeamPacific Capital Resource Group, a super OSJ with 40 advisors, has joined Advisor Group's Royal Alliance Associates.
November 03, 2020
2020 Election Predictions: Carville, Valliere, Friedman Weigh InWill the election outcome come quickly or drag on? What about the Senate and House races? Which states are still up for grabs?
November 03, 2020
Eaton Vance Wealth Unit Wraps Up Purchase of $2.3B RIAThe news comes about one month after Morgan Stanley said it was buying asset manager Eaton Vance for $7 billion.
November 03, 2020
Jackson National Lays Off 150 WorkersThe layoffs are due to "economic conditions and a decline in industry sales," a company spokesperson said.
November 03, 2020
Despite COVID-19, Voluntary Benefits Industry Future Looks Bright: Moody'sImpact of high unemployment rate will be short term, study finds.