Morgan Stanley Posts Growth in Advisors, New Assets
By Jeff BermanIts financial advisor headcount grew by 482 from a year ago and from 481 in the prior quarter to 15,950.
January 20, 2021
SEC Expected to Shift Focus to Advisors, BDs Under BidenThe SEC under Gensler will shift priorities away from retail investor fraud toward the conduct of institutions, securities lawyers predict.
January 20, 2021
Former RIA Killed Himself After U.S. Capitol Riot ArrestThe advisor was found dead three days after he was arrested Jan. 6.
January 20, 2021
UnitedHealth Kicks Off Insurer Earnings SeasonCosts related to the pandemic cut into the company's earnings, said CEO David Wichmann.
January 20, 2021
IRS Issues Guidance on Social Security Taxes Deferred Under Trump OrderThe deferred taxes must be paid by the end of 2021.
January 20, 2021
Private Equity Firm to Acquire Talcott Resolution LifeTalcott Resolution Life is the company formerly known as Hartford Life.
January 19, 2021
SBA Approved 60,000 PPP Loans Since Jan. 11As of Tuesday, the PPP is open to all participating lenders.
January 19, 2021
Yellen Tells Lawmakers to 'Act Big' on Virus ReliefThe nominee for Treasury secretary and former Fed chair testified on the Hill in her confirmation hearing.