WisdomTree Teams With 55ip on Tax-Smart Strategy: Tech Roundup
By Jeff BermanAlso, RBC Wealth Management makes an online planning tool available to more than 2,000 advisors.
February 18, 2021
Sen. Warren Calls on FINRA to Investigate RobinhoodShe is concerned about the firm's actions during the GameStop frenzy and its payment-for-order-flow practices.
February 18, 2021
Athene Wants to Sell More Annuities: EarningsAmerican Equity Investor Life is also interested in selling more annuities.
February 17, 2021
SEC Sues Morningstar's Former Credit Ratings AgencyThe lawsuit alleges Morningstar Credit Ratings violated disclosure and internal control provisions of federal law in CMBS ratings.
February 17, 2021
SEC and New York AG Look to Close Crypto Trading PlatformCoinseed and its CEO ran an unregistered token offering, prosecutors say.
February 17, 2021
Rollovers Are Fiduciary Advice Under New DOL RuleA rollover likely implies a continuing advisory relationship, former EBSA head Brad Campbell says.
February 17, 2021
LPL Unveils New Brand IdentityThe firm has also introduced a new communications strategy, telling advisors: "Your greatness is our goal."
February 17, 2021
Vanguard Launches Second Private Equity FundThe new fund launch comes one year after the introduction of Vanguard's first private equity fund.