FINRA Plans Return of In-Person Arb Hearings in July
By Jeff BermanBeginning July 5, 62 of FINRA's 69 hearing locations will reopen for in-person proceedings, it says.
May 10, 2021
Ron Rhoades Joins Kentucky Advisory FirmThe finance professor and fiduciary advocate has joined Louisville-based ARGI as a financial advisor and content specialist.
May 10, 2021
CI Financial to Buy $5.1B RIA in San DiegoThe Dowling & Yahnke acquisition will give CI its first San Diego location and is expected to more than double the Canadian firm's assets in Southern California.
May 10, 2021
Lincoln Financial Gives COVID-19 Impact Details: EarningsThe company says the pandemic has led to some disability claims.
May 10, 2021
Edward Jones Restarts Advisor Hiring After Q1 Headcount DipsThe firm ended the quarter with 18,967 advisors, down 60 from a year ago, it says in an SEC filing.
May 10, 2021
J.P. Morgan Partners With Nationwide to Launch a Variable AnnuityAlso, 55ip and Principal Financial announce new partnerships with model portfolio providers Fidelity and Wilshire Advisors, respectively.
May 10, 2021
SEC's Gensler: Crypto Trading Needs More Federal OversightGensler will talk with Congress about authorizing a federal regulatory regime to oversee cryptocurrency exchanges, he told CNBC.
May 10, 2021
RGA Records $485 Million in COVID-19 Claim CostsThe reinsurer still managed to produce an increase in net income.