12 Best & Worst Broker-Dealers: Q1 Earnings, 2021
By Janet LevauxEleven out of 12 broker-dealers reported higher earnings in the first quarter of 2021 versus a year ago.
May 26, 2021
Ex-Chief of SEC Whistleblower Program Warns of Rising ActivityJane Norberg, who headed the SEC's whistleblower program, says tips surged during the pandemic.
May 25, 2021
Wating for a Bitcoin ETF? You Might Be Waiting Until 2022But ultimately the SEC will approve a Bitcoin ETF or maybe several at once, according to ETF experts at the Coinbase Consensus conference.
May 25, 2021
Number of Registered Reps Falls for Fifth Straight Year: FINRAThe number of BD firms has fallen every year for more than a decade, FINRA reports.
May 25, 2021
Five Republicans Vote to Confirm Biden's Medicare Chief NomineeThe Senate approved Chiquita Brooks-LaSure by a 55-44 vote. Supporters included Burr, Blunt and Moran.
May 25, 2021
Negative Stock-Bond Correlation Won't Last ForeverFrom the 1960s to the 1990s, stock and bond prices moved in the same direction. Why the shift? PGIM took a look.
May 25, 2021
New ETF Invests in Grayscale Bitcoin TrustSimplify is "very pleased to be launching SPBC, ... providing a liquid, scalable way to add Bitcoin exposure to a portfolio," said CEO Kim.
May 25, 2021
Advisors Preferred Munis and High Yield in Q1: PGIM SurveyIn contrast, advisors were avoiding U.S. Treasurys, the firm reports.