Investment VIPs
What top-performing investment strategists and portfolio managers are thinking about the latest market trends and how to build high-performing portfolios.
6 Ways Advisors Can Protect Against 401(k) Lawsuits
By Bernice NapachMarketCounsel CEO Brian Hamburger talks about how advisors can limit liability as the lawsuits against 401(k) and 403(b) plans proliferate.
August 15, 2016
Federal Court Broadens Investment Advisor DefinitionA state-registered advisor selling unregistered securities was acting as an investment advisor because he took "compensation" by stealing client money, an appeals court ruled.
July 26, 2016
Are You an RIA, IAR, FA, Rep, Indie Advisor or Broker? We’ve Got You CoveredThat clich that we live in interesting times happens to be accurate right now for the advisor community.
July 18, 2016
Foundations Slowly Come Around to Responsible InvestingA third of U.S. foundations are using or considering responsible investing strategies, a survey found, but obstacles remain.
July 14, 2016
Insurers, banks and pensions face climate change risk"Climate change is a top priority that must be addressed systemically and without delay," warns the Global Risk Institute.
July 07, 2016
SMA Manager of the Year Justin Greene on DOL Fiduciary RuleRussell Investments managing director explains how firms can be sustainable under new fiduciary rule.
July 07, 2016
Recruiting Roundup: Ex-Morgan Stanley MD Joins Brinker CapitalMeanwhile, New York Life names Afshar, formerly with Best Buy, to an executive post; IMCA names its new marketing chief.
June 29, 2016
How a UK Advisor, Strategist Handled BrexitLondon-based Raymond James wealth manager Matthew Hunt and his colleague, Chris Bailey, say their clients arent panicking as "the dust settles."