ETFs
The top ETF news, analyses and in-depth articles on stock, bond, commodity, sector and other ETFs.
SPACs: What Advisors and IPO Investors Should Know
By Phil Haslett and Brianne LynchSPACs have gone mainstream in 2020 with companies like DraftKings, Nikola and Fisker choosing this route as a means of going public.
November 17, 2020
SEC Warns RIAs and BDs About Complex ETPsThe warning comes shortly after five BDs agreed to pay $3 million over unsuitable sales of these risky products.
November 17, 2020
No, Democrats Aren't Gunning for an ETF Tax HikeDan Clifton of Strategas Securities says the Biden White House will focus on more broad-based tax hikes.
November 17, 2020
DFA Files for 6 More ETFsThe actively managed ETFs will be conversions of existing DFA mutual funds.
November 17, 2020
Advisor Group, Cetera and Other BDs to Pay $3M Over Sales of Risky ETPsThe firms' reps made unsuitable recommendations of volatility-linked products, the SEC said.
November 16, 2020
Takeover Battle Emerges for Cathie Wood's Ark in Stellar YearHer flagship fund ARKK has attracted almost $5.8 billion this year and is currently up more than 98% in the span.
November 16, 2020
Orion Adds More BlackRock Strategies: Portfolio ProductsAlso, State Street introduces a new fixed income SPDR ESG ETF.
November 16, 2020
SEC Chairman Clayton to Step DownClayton advanced more than 65 final rules, including his signature Regulation Best Interest.