Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Goldman, JPMorgan, Morgan Stanley & UBS to Pay $499M to Settle Stock-Lending Suit
By Chris Dolmetsch and Bob Van Voris-The antitrust class action was bought by the Iowa Public Employees' Retirement System and other pension funds.
August 21, 2023
10 Success Secrets of Top AdvisorsA new LPL study says the top 10% of advisors use these business-building strategies to be successful.
August 21, 2023
8 Big Advisory Firms With Lots of CFPsThis list demonstrates the broad and deepening interest in the CFP designation among leading advisory shops.
August 21, 2023
Goldman Mulls Sale of Former United Capital BusinessIt bought the RIA, led by Joe Duran until early 2023, for $750 million, about four years ago.
August 18, 2023
Goldman Plans Hiring Spree to Fix Lapses After Increased Fed ScrutinyThe back-office hiring binge comes as the firm cuts executives from money-making ranks amid a business slump.
August 17, 2023
Jamie Hopkins: What the CFP Mark Really Means NowThe certification will only become more important in the future, the Carson Group exec tells ThinkAdvisor.
August 16, 2023
20 Countries With the Most Millionaires: 2022In one country, the number of millionaire households rose 15,877% since 2020, according to UBS and Credit Suisse.
August 15, 2023
RIA Aims to Expand Access to UHNW InvestmentsNewEdge focuses on investing in structured notes, for instance, and creating strategies that use them.