Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
LPL Nabs $1.6B INVEST Group: Recruiting Roundup
By Janet LevauxMeanwhile, Raymond James and RBC recruit Wells Fargo teams
January 26, 2018
BofA’s Moynihan: ‘50-50 Chance’ Next CEO Is a WomanThe bank chief points to a growing number of women on his top staff; still, men oversee all of the biggest revenue-producing units.
January 25, 2018
BofA Plans to Restrict Pay Conversations During Job InterviewsThe change is intended to help close the gap between what women and minorities earn compared to men.
January 25, 2018
Securities America Adds 50 Advisors with $2B in Assets: Recruiting RoundupMeanwhile, Focus Financial, Wells Fargo, Ameriprise, Janney and HighTower share their latest hiring news
January 22, 2018
Broker Protocol Gets New AdministratorThe news comes about three months after questions were raised over law firm's handling of Morgan Stanley information.
January 22, 2018
Wells Fargo, Ending Appeal, Settles Whistleblower’s Retaliation CaseThe former branch manager claimed she was fired for blowing the whistle on employees who had been opening accounts without permission.
January 22, 2018
Kestra Taps New COO From Wells FargoKris Chester spent the last 18 years at Wells Fargo Bank before joining the independent advisor platform.
January 22, 2018
UBS to Merge US, Global Wealth Units"An integrated business is the future!" says wealth management consultant Chip Roame.