Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Baird, Stifel Nab Wirehouse, Other Reps: Recruiting Roundup
By Janet LevauxMeanwhile, Janney adds advisors from Raymond James in the Carolinas, and RIA Mercer Global Advisors buys a wealth group in Denver.
August 22, 2019
American Portfolios Adds New General Counsel From UBSCraig Vollono, who also has worked for AIG and Merrill Lynch, replaces retiring GC Frank Tauches.
August 22, 2019
Morgan Stanley Names New Retirement Chief: Recruiting RoundupMeanwhile, RIA Mercer Global Advisors has bought Regent Wealth of Woodbridge, Connecticut, which works with about $300 million in client assets. With the deal, Mercer
August 21, 2019
Sen. Warren Presses Wells Fargo on Fees for Closed AccountsThe senator has given the bank several weeks to answer questions about the alleged charges.
August 19, 2019
Cantor Fitzgerald, BMO Capital Hit by SEC for Improper Handling of ADRsThe SEC orders find that both Cantor and BMO improperly obtained pre-released ADRs indirectly from other broker-dealers.
August 12, 2019
First Republic Adds $3.6M UBS TeamThe four veteran advisors come on board in New Jersey.
August 08, 2019
Stifel, LPL Nab Wirehouse Reps: Recruiting RoundupMeanwhile, Carson Group welcomes an eight-member team in Northern California.
August 02, 2019
Top 10 Most Influential Financial Advisors of 2019: InvestopediaThese are the most engaged, influential and educational advisors in the U.S., according to the investing site.