Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Ameriprise Adds Merrill Team With 3 Reps
By Jeff BermanThe Barbaro, DeMartino & Tucker Group joins the firm in New Jersey with about $194 million in assets.
February 11, 2020
Wells Fargo to Replace Wealth Chief in RestructuringCEO Charles Scharf is changing the bank's reporting lines as part of a major structural change, the company said Tuesday.
February 10, 2020
UBS Revamps iPhone App With Client, Advisor FeedbackThe new app was designed to provide clients with fuller picture of their total wealth.
February 07, 2020
Ex-Rep for Morgan Stanley, Wells Fargo Sentenced to 30 Months for FraudThe former broker had pleaded guilty to swindling clients out of more than $1.6 million.
February 06, 2020
FINRA's Website Experiencing Search ProblemsFINRA says of its website that it has "more work to do, and that work remains well underway."
February 06, 2020
Wells Fargo's Frozen Bonuses Hurt Unintended TargetDozens of former executives have waited, some for years, to collect millions in bonuses. Many have done nothing wrong.
February 05, 2020
How to Deal With an Aging Advisor Force and Aging ClientsA new Cerulli report lays out the challenges and how to address them.
February 04, 2020
Janney Grabs $273M Father-Son Team From MerrillThe firm also added a former athlete and ex-Morgan Stanley advisor in New Jersey.