Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
What Morgan Stanley's E-Trade Deal Means for RIAs
By Janet LevauxBlogger Michael Kitces, Dynasty CEO Shirl Penney and others industry VIPs talk about the deal's implications.
February 19, 2020
UBS Group Taps Outsider as New CEOThe Swiss-based bank says the head of ING Group will become its leader on Nov. 1, succeeding Sergio Ermotti.
February 19, 2020
UBS Snatches $6B Wealth Team From GoldmanThe under-50 duo of Denis J. Cleary and Gregory M. Devine also have about $20 million in yearly fees and commissions.
February 19, 2020
FINRA Suspends Ex-Merrill Rep Over Unauthorized TransactionsThe former broker signed 15 subscription agreements with a third-party advisor, the regulatory group says.
February 14, 2020
Merrill Taps New ExecCraig Young used to lead the wealth market in Westchester-Greenwich, Connecticut.
February 13, 2020
Wells Fargo Shares Details on New Sexual Harassment Policy"We have achieved momentum," said financial advisor Rachel Robasciotti.
February 13, 2020
SEC Issues Updated FAQs on Reg BI, Form CRSThe FAQs address accredited investors, dual registrants and affiliate relationships.
February 13, 2020
Stifel Nabs $332M Merrill Reps in TexasMeanwhile, a Woodbury Financial Services affiliate adds a father-daughter team with $115 million in North Carolina.