Big News From Cetera, Financial Engines-Edelman and Raymond James
By Janet LevauxTwo BDs and a major RIA made headlines announcing new hires and promotions — along with a significant merger.
May 24, 2018
Why Did SEC Leave 'Fiduciary' Out of Best-Interest Rule?SEC chief Clayton said using the same word to describe both broker and advisor relationships would create confusion, but Barbara Roper begs to differ.
May 24, 2018
RIA in a Box Deal Shows 'Regtech Is Hot!'Consultant Tim Welsh and popular blogger Michael Kitces say this is a "big deal."
May 24, 2018
Orion's Latest Tech Updates Empower Financial Planners, Chief Compliance OfficersAs part of the updates, advisors no longer need to advisors to manage several different billing applications.
May 22, 2018
CFP Certification Exam Will Test Knowledge of New Tax LawQuestions about the new tax law won't be included in the CFP test until the November exam.
May 21, 2018
Virtus InfraCap U.S. Preferred Stock ETF Launches on NYSE: Portfolio ProductsIn addition, J.P. Morgan expands access to alternative strategies with a partnership with iCapital Network.
May 18, 2018
New Apps Appeal to Next Generation of 'Anxious' Clients: Envestnet's AroraBig data and machine learning are paving the way for new advisor apps that will help reduce friction with core services.
May 17, 2018
Advisors Saw Robust Asset Growth in 2017, but Struggled to Add ClientsLowering fees is an ineffective strategy for driving growth, PriceMetrix data finds.