RIA M&As at 'Unprecedented Level': Wealth/Stack Panelist
By Janet LevauxFP Transitions President David Grau also tells the crowd that "only one of 10" advisors will be able to sell their businesses.
September 05, 2019
Baird, Stifel Nab Wirehouse, Other Reps: Recruiting RoundupMeanwhile, Janney adds advisors from Raymond James in the Carolinas, and RIA Mercer Global Advisors buys a wealth group in Denver.
September 04, 2019
TD Ameritrade, E-Trade Clients Can Now Check Portfolios With Google Assistant"RIAs don't need to pick up a device, stand in one place or use a keyboard," Dani Fava of TD Ameritrade Institutional says.
September 03, 2019
ScratchWorks Kicks Off Its 3rd Annual Star SearchThe fintech accelerator's previous winners and semi-finalists include Snappy Kraken, 280 CapMarkets and AdvicePay.
September 03, 2019
Broadridge's Latest Acquisition Is Financial Database ServicesThe purchase will strengthen Broadridge's advisor compensation capabilities.
September 03, 2019
SEC Charges Cetera Unit With Defrauding Clients Over 12b-1 FeesCetera Advisors received $10 million in undisclosed compensation tied to the fees, the SEC says.
August 30, 2019
BondNav Continues to Attract RIA Attention280 CapMarkets reports its fixed income platform growth doubled in past year not only due to new bells and whistles, but also advisor need for bond market products.
August 29, 2019
Focus Partner Firm Buys $650M RIAThe deal means The Colony Group should have 14 offices in seven states with more than 195 team members.