$300M Wells Fargo Team Breaks Away to Join Dynasty
By Janet LevauxThe new RIA is led by Chuck Cooper, CFP, a former branch manager in Lee's Summit, Missouri.
August 22, 2019
Ladenburg: Turnkey Retirement Plans Now Available to Advisor Business ClientsNo longer deterred by hurdles, plan sponsors now are able to access the Qui(k) program through their affiliated advisor.
August 22, 2019
RIA in a Box Offers Cybersecurity Tips for AdvisorsA firm's employees can be its greatest cyber defense and weakness, the compliance software maker says.
August 22, 2019
Captrust Buying $3.7B South Texas GroupThe Texas firm's founder died of cancer in April.
August 22, 2019
Morgan Stanley Names New Retirement Chief: Recruiting RoundupMeanwhile, RIA Mercer Global Advisors has bought Regent Wealth of Woodbridge, Connecticut, which works with about $300 million in client assets. With the deal, Mercer
August 21, 2019
SEC's New Proxy Voting Guidance Gets Mixed ReviewsThe guidance clarifies how an investment advisor's fiduciary duty relates to proxy voting on behalf of clients.
August 21, 2019
HighTower Picks Up $1B RIA in MassachusettsThe team has 11 advisors and will be the 99th advisory business to join the rollup firm.
August 21, 2019
LPL Execs Stress the Importance of Advisors Focusing on What They Do BestToo many advisors are stuck dealing with parts of the business they don't love, company says at Focus conference.