Don't Ignore Threat of Free Commissions: Commonwealth Exec
By Janet LevauxYour clients are seeing the ads; failing to address the trend could put your relationship at risk, President Trap Kloman tells ThinkAdvisor.
October 11, 2019
M&A Deals for RIAs, IBDs Up 43% From a Year Ago: FidelityThe number of deals and size of assets through Sept. 30 already exceed the totals for all of last year.
October 11, 2019
More Fintech Consolidation Expected After Broadridge's Fi360 PurchaseExpect big players to keep swallowing up smaller firms, wealth tech experts say.
October 11, 2019
States' Lawsuit Against SEC Reg BI Dismissed by Lower CourtThe court wants the matter to be taken up by the appeals court with original jurisdiction over SEC rules.
October 10, 2019
Tiburon Bars Fisher From Summits After Lewd CommentsThe development comes a day after an advisor posted a video criticizing Fisher for his "absolutely horrifying" remarks.
October 10, 2019
Ken Fisher Surprised His Sexual Remarks Shocked AudienceFisher said he had spoken that way in the past and was surprised by the reaction this time.
October 10, 2019
RIA Captrust Adds $1.5B Boston Advisors' GroupThe deal comes less than two months after the purchase of South Texas Money Management, which has assets of $3.7 billion.
October 10, 2019
Broadridge Buying Fi360Broadridge says it wants to help firms comply with the SEC's Regulation Best Interest.