How to Turn Your Clients Into Marketing Partners
By Angie HerbersEducating clients on what you do jump starts word-of-mouth marketing — and referrals.
October 08, 2019
Wealth Management M&A Deals Still on Track to Top 200 in 2019: EchelonThe third quarter's deal total fell just shy of the prior quarter, Echelon Partners reports.
October 08, 2019
FINRA Updates Reg BI Webpage With Compliance ChecklistThe checklist outlines major requirements and notes differences between FINRA and rules and SEC's Reg BI and Form CRS.
October 07, 2019
It's FAFSA Filing Time AgainHelpful info for your clients: Students who file the FAFSA early tend to get more financial aid, according to Savingforcollege.com.
October 07, 2019
$1B Team Joins LPL From FSCThe 10-advisor firm comes on board from one of Advisor Group's broker-dealers, as does a second team with $210 million.
October 07, 2019
As Brokerages Race to Cut Commissions, RIAs Should Check Their FeesThe zero-commission arms race could have legal and regulatory implications for those who use wrap fees or asset-based pricing.
October 07, 2019
Vanguard Expands Active Offerings: Portfolio ProductsAlso, Schwab to launch 3 new fixed income ETFs.
October 04, 2019
Envestnet CEO Jud Bergman Remembered as VisionaryTributes to Bergman, who died in a car crash, pour in from Ron Carson, Michael Kitces, Aaron Klein and other members of the advisory and fintech communities.