The Angst of Selling an Advisory Firm
By Melanie WaddellSeventy percent of RIAs feel anxious or worried about partnering with an RIA aggregator, according to a just-released poll from HighTower.
December 09, 2019
J.P. Morgan Expands BetaBuilders ETF Line: Portfolio ProductsAlso, Avantis introduces five low-cost mutual funds.
December 06, 2019
New York AG Sues Manager for Fraud, Fiduciary FailureLaurence G. Allen ran a shell game scheme, moving money out of investor accounts, according to AG Letitia James.
December 06, 2019
Industry Needs Clarity on Reg BI: SEC CommissionersSEC Commissioner Allison Herren Lee is "staying riveted" on agency FAQs, as they are "early interpretations" and "potential enforcement attempts."
December 06, 2019
Schwab Hires Ex-TD Ameritrade Exec Tom Bradley to Serve Small RIAs"What a monster win for Schwab," Michael Kitces said.
December 06, 2019
How Breakaway Advisors Can Avoid Major Tech MistakesThe most efficient way to get up to speed on technology as a new RIA is to hire a consultant.
December 06, 2019
Fund With Bitcoin Futures Strategy Preps for LaunchThe fund expects to value its Bitcoin futures holdings at daily settlement prices reflected on a CFTC-registered futures exchange, said SEC's Blass.
December 05, 2019
LPL Introducing No-Transaction-Fee ETFs for AdvisorsMore than 450 ETFs will be available for no fee on two platforms for advisors.