Sen. Warren: DOL Fiduciary Rule That Copies Reg BI Is a 'Costly Mistake'
By Melanie WaddellWarren warned Labor Secretary Eugene Scalia not to propose a weak rule.
December 11, 2019
Envestnet's Bill Crager Urges Advisors to Be Prepared for the WorstCrager, interim CEO since Jud Bergman's death, warns advisors to plan for risks that could upend their business.
December 11, 2019
Wentworth Buys $2.7B Wealth FirmMeanwhile, Mercer Global Advisors says it acquired Republic Wealth Advisors of Houston.
December 11, 2019
Ex-NFL, Ohio State Players Tackle New Advisor RolesOne former football player has gone independent after time with Merrill, while another is joining the firm that manages his money.
December 10, 2019
DFA Taps Dallmer as COOThe veteran executive has worked at BlackRock and NYSE as part of her roughly two decades in the business.
December 10, 2019
Carr Named Chief Advisory Officer of WMS PartnersThe former PNC exec is set to head up team of 30 financial professionals serving the Baltimore wealth market.
December 10, 2019
Joe Duran: Why I Sold United CapitalAt the MarketCounsel Summit, Duran detailed why he sold his business to Goldman Sachs.
December 10, 2019
Why Schwab's Sonders 'Keeps It Simple'Popular investment strategist dishes on her career, Wall Street VIPs and Ken Fisher's recent remarks.