3 Steps to Happier Clients and Better-Performing Staff
By Angie HerbersThere are ways to identify and fix broken processes, so your firm can boost employee loyalty, create superior client experience and grow.
July 22, 2020
Advisor M&As on Track to Meet or Exceed 2019 Total: DeVoeThat's despite the fact that Q2 was the slowest quarter in almost two years, according to the Capital Group/DeVoe RIA Deal Book.
July 22, 2020
CFP Board Standards vs. Reg BI: A Chart Prompts Industry ChatterMichael Kitces sparks debate on a CFP Board comparison of the two sets of standards.
July 21, 2020
Hightower's Stephanie Link: Work Hard and Don't Burn BridgesThe RIA's new chief investment strategist, a CNBC regular, tells ThinkAdvisor about working her way up from the Dean Witter trading floor.
July 21, 2020
Does Fava's Exit Signal More Departures From TD Ameritrade?More high-profile leaders will likely jump ship as the Schwab deal moves forward, Michael Kitces, April Rudin and others told ThinkAdvisor.
July 21, 2020
Advisors Who Took PPP Loans May Face SEC ScrutinyAn advisory firm certifying that it needs financial assistance to continue operating is likely to raise regulators' eyebrows.
July 21, 2020
Kestra Taps Stephen Langlois as PresidentThe eMoney, Fidelity and LPL veteran will lead broker-dealer and RIA operations, as well as innovation for the firm's platform.
July 21, 2020
SEC Nominee Crenshaw Details Reg BI Compliance PrioritiesFirms need to be held accountable when they fail to comply, Crenshaw said at her nomination hearing.