CFP Board Restructures to Improve Brand, Enforcement Efforts
By Melanie WaddellIndustry blogger Michael Kitces and financial planner Ron Rhoades see the group's efforts as positive steps.
October 01, 2020
Focus Financial Buying $1.6B Ohio-Based RIAThis is the firm's fifth "partner" deal so far this year and its 15th transaction of 2020.
October 01, 2020
Morgan Stanley to Complete E-Trade Purchase Oct. 2The Federal Reserve approved the $13 billion deal while also giving a thumbs-up to the $26 billion Schwab-TD Ameritrade transaction.
October 01, 2020
JPMorgan Teams With SAP to Enhance Morgan Money: Tech RoundupAlso, RIA in a Box introduces compliance software for private funds.
October 01, 2020
4 Steps to Take Before Making an AcquisitionAs M&A options come up, advisory firms must do their homework to avoid making deals that can threaten future growth plans.
September 30, 2020
Schwab-TD Ameritrade Deal to Close Oct. 6The full integration of the two firms, though, is expected to take at least 18 months.
September 30, 2020
Cambridge Takes Stake in $4B Broker-DealerThe IBD acquired "limited assets" of the boutique firm, while FCG founder John Combias will maintain control.
September 29, 2020
Envestnet Brings On Dana D'Auria as Co-Chief Investment OfficerHer hiring comes two months after Dani Fava, formerly with TD Ameritrade, was named the firm's head of strategic development.