Dynasty to Close New York Office
By Janet LevauxThe news comes about 18 months after the RIA platform provider said it was relocating its headquarters to St. Petersburg, Florida.
October 06, 2020
The Schwab Deal Is Done. Now Comes the Heavy Lifting."Buckle up," an industry consultant said. "This one's going to be bumpy."
October 06, 2020
Ed Slott: Advisors Falling Behind on Reg BI Rollover Compliance"Most advisors don't have a process" to discuss the pros and cons of rollover options, Slott tells ThinkAdvisor.
October 06, 2020
Pershing CEO: 'Pandemic Forced Us to Rethink Everything'CEO Jim Crowley tells ThinkAdvisor how the business has changed in the past six months.
October 06, 2020
Schwab: $22B TD Ameritrade Deal Is DoneThe firm reiterates that it will keep RIA tools like iRebal and will officially move its headquarters to Texas on Jan. 1.
October 05, 2020
Carson Group Taps More Funds to Fuel Partner Firm M&AsThe firm says it now has more capital to invest in advisory firms and to support partner firms' own acquisition plans.
October 05, 2020
BNY Mellon Taps Another State Street ExecLaura Steinbach's hiring comes some nine months after her colleague Jane Mancini left State Street to join the bank.
October 02, 2020
Raymond James Adds $678M Bank AdvisorsThe four registered reps joined Pinnacle Financial Partners from Wells Fargo and other firms.