Dynasty's Sullivan to Lead Network Development
By Janet LevauxThe news comes about six weeks after the RIA platform provider hired Joseph D'Agostino as head of strategic development.
November 11, 2020
Schwab to Close 200 TD Ameritrade BranchesStaff in most of the closing TD Ameritrade branches will move into nearby Schwab branches, COO Joe Martinetto says.
November 11, 2020
COVID-19's Impact on the Advisor-Client RelationshipThe coronavirus has boosted shifts in how investors find financial advisors and how they prefer to receive financial advice.
November 10, 2020
The Advisory Industry in 2020: A SnapshotThe number of SEC-registered advisors grew almost 4% since 2019, an IAA and NRS report shows.
November 10, 2020
Smarsh Buys AI Firm to Help RIAs, BDs Spot RisksThe combined company will also help advisors and their firms uncover strategic insights from large volumes of data in real time.
November 10, 2020
Jeff Levine Lands New Gig at Tax Software FirmThe popular CPA and CFP will advise Holistiplan on more ways to review clients' tax returns.
November 10, 2020
Focus Adds $926M Advisor GroupDebra Brede and her team make the move after spending the past 30 years with Commonwealth Financial.
November 10, 2020
Why It's Time to Review Your Business Continuity PlanThe pandemic has forced businesses to be prepared for any contingency. Is yours up to the challenge?