Real-Time and One-Click Are the Future
By Bill CapuzziI've been on the front lines of financial tech for two decades. Here's what's coming.
November 13, 2020
Human Capital: IAA's Karen Barr on SEC Rules Nearing the Finish LineIn this episode, we talk with the IAA president and CEO about changes to the SEC's custody rule and others that advisors should know about.
November 13, 2020
3 Ways Vanguard Plans to 'Disrupt' the Retirement IndustryAdvisors and clients might not see the changes today, but they are coming, says Amber Czonstka, a principal at the asset manager.
November 13, 2020
Schwab Closing In on $6T in AssetsWith the TD Ameritrade deal completed, Schwab is catching up to other industry giants like Vanguard, BlackRock and Fidelity.
November 12, 2020
8 Things Advisors Should Know Now About Top Industry TrendsExecutives from Schwab, Mercer Advisors and other firms discussed the state of play at a virtual DeVoe & Co. event.
November 12, 2020
CFP Board Provides Sample Engagement LettersLetters help CFPs communicate their "Duty to Provide Information" under the newly amended Code of Ethics and Standards of Conduct.
November 12, 2020
Schwab Announces Scholarships for Next-Gen RIAsThe program is intended to open doors for new and diverse talent to enter the RIA profession.
November 12, 2020
Envestnet, RiskPro Team to Help Advisors Reduce Regulatory RiskThe integration will allow RiskPro software to function within workflows on Envestnet's advice platform.