Raymond James, Dynasty, Concurrent Brace for Hurricane Ian
By Jeff BermanThe three Central Florida firms closed their offices in the region and employees in vulnerable areas are evacuating.
September 23, 2022
Fidelity Integrates With Salesforce AppExchange: Tech RoundupAlso, Envestnet's Dani Fava joins diversity-tech platform developer Choir's board of advisors.
September 21, 2022
More RIAs Outsourcing Investment Management: SurveyAdvisory firms using outside investment managers are overwhelmingly satisfied with them, according to FlexShares.
September 21, 2022
How Advisors Can Get Ready for New SEC Marketing RuleHere's what to know about embracing new marketing channels compliantly.
September 21, 2022
New Raymond James Program Helps Advisors With the Wealthiest ClientsThe inaugural Private Wealth Advisor Program class will complete the six-month program this fall.
September 20, 2022
Henschen: Is It the Right Time to Check Out These 4 BDs?Here are some key qualities that advisors may want to look for in both their broker-dealer and their timepiece.
September 20, 2022
Waddell & Reed Ordered to Pay $776K Over Reverse ChurningThe firm allegedly breached its fiduciary duty by keeping clients who traded infrequently in wrap-fee accounts.
September 15, 2022
UBS Backs Ethic Asset Management Platform: Tech RoundupAlso, Hearsay Systems is adding new functionality to help advisors comply with the SEC's new Marketing Rule.