Senate to Grill SEC Chiefs at Oversight Hearing
By Melanie WaddellA Senate Banking Subcommittee plans to hold a hearing on Nov. 16 on management and structural reforms at the SEC, with Robert Khuzami and others facing off with the Senators.
November 02, 2011
Cetera Enrolls 3,500 Advisors as FSI Members to Boost Lobbying EffortAll three of Ceteras broker-dealer firms-Financial Network Investment Corp., Multi-Financial Securities Corp. and PrimeVest Financial Services Inc.-and their affiliate advisors are now members of FSI.
November 01, 2011
A Tipping Point?Its always easier to discern a trend with the use of hindsight. But I believe that the business of independent advice-giving has finally reached a turning point.
November 01, 2011
Your Best Investment Ever?As adults, we feel best about ourselves when we grow, change and become more whole over the course of our lifetime.
November 01, 2011
Never SatisfiedIndustrial age publisher and philanthropist Frederick Bonfils said there is no hope for the satisfied man. If thats the case, Karl Frank is full of hope.
October 31, 2011
Tips to Manage Personal Wealth in Volatile Markets: NAPFAAdvisorOne offers top tips culled from speakers at NAPFAs Practice Management & Investments conference in Brooklyn. Topics include risk management, behavioral finance and macroeconomics.
October 31, 2011
At Schwab Impact 2011, Big Names Appear, Big Themes PredominateBill Gross, Tony Blair, Maria Bartiromo and Chuck himself welcome advisors to Schwabs hometown for Impact 2011.
October 31, 2011
Remember, Advisors, Revenue Is a Byproduct of High-Quality Service and AdviceAct ethically, tell the truthand be competentand your reputation among your clients will grow your practice.