NAPFA Announces New National Board Members
By Joyce HansonThe new board members, all CFPs, were introduced to membership at the NAPFA National Conference in Salt Lake City on May 20 and elected on June 6.
June 07, 2011
New Schwab Franchise Program to Focus on Underserved RegionsAndrew Salesky, SVP of Schwab’s new program, says offices will not compete with existing company RIAs.
June 06, 2011
Fidelity's Durbin Asks: Need Another Reason to Leave Wirehouses? Taxes?Fidelity white paper explores the taxation issues that arise when advisors switch business models from captive wirehouse to independent RIA.
June 06, 2011
Schwab Announces New Franchise Program for Independent AdvisorsOffices will offer same products, pricing, and service as company-managed branch locations, but with ‘independence.’
June 01, 2011
Ken Fisher's Holy Trinity of Authentic Client ServiceSteve Luckenbach’s article in the April issue of Investment Advisor, “The Path to Authentic Client Service,” centered on an indisputable point ...
May 23, 2011
Ron Rhoades, Joseph Capital Management: The Extended 2011 IA 25 ProfileIn registered investment advisor and fiduciary circles, Ron Rhoades, new to the IA 25 this year, is a gentleman and a scholar.
May 23, 2011
Fidelity Poll: Broker-Dealers and RIA Firms Focused on Hiring in 2011New clients to be primary driver of growth this year.
May 19, 2011
TD Ameritrade’s Tom Bradley on RIA Performance, Breakaway Brokers and FiduciaryAt NAPFA conference in Salt Lake City, blunt talk from the outspoken custodian chief.