Covering the ‘Naked’ Fiduciary in Retirement Plans
By Nick ThorntonRetirement plan sponsors and advisors are getting more sophisticated about their fiduciary liability insurance needs, but the problem is far from resolved.
September 08, 2014
2014 Broker-Dealers of the Year—Scenario 4: Women and the Aging AdvisorThe Broker-Dealers of the Year explore how they bring in younger advisors and female advisors, and how the aging advisor workforce can be reversed.
September 08, 2014
With BlackRock Exit, Who Will Fill Target-Date ETF Void?ETF expert Ron DeLegge predicts Schwab market entry; meanwhile Ron Surz enters the marketplace with a loss-avoidant product.
September 08, 2014
Why I Won’t Sell Life Insurance Any MoreOver the last seven years, Ive sold life insurance policies when necessary, but heres why I wont offer any more insurance products to clients.
September 04, 2014
FSI Adds New Advisor Members From 2 FirmsComplimentary memberships and similar initiatives have helped boost FSI memberships, which have doubled since 2011.
September 04, 2014
Roll-Up Firms Biggest RIA Buyers in First Half of 2014The pace of advisor M&A deals remained fairly steady, according to research by Schwab Advisor Services.
September 03, 2014
SEC User Fees Would Have Little Impact on Most Firms: StudyVanguard, on the other hand, may have reason to call its lobbyists soon, according to an analysis by the compliance firm RIA in a Box.
September 02, 2014
Advisor Goes From 860 Clients to Zero, Makes More MoneyHow Anthony Lombardi, founder of Perfect Client, got rid of his end clients, got out of asset management and got a life.