RIAs, Get With It: Here Comes ‘Generation Now’
By James J. GreenControlling $3.5 trillion in investable assets, the next generation of investors is looking for something different from their advisors, says Schwabs Bernie Clark.
June 16, 2014
House Appropriations to Hold Wednesday Vote on SEC BudgetSEC Chairwoman White told lawmakers Obama's $1.7 billion budget would permit the SEC to increase advisor exams.
June 16, 2014
Finding a Custodian That Fits, Part 1: Interactive BrokersIn the first of a series, I look at Interactive Brokers' platform for RIAs.
June 12, 2014
Advisory Industry Wants More Exams (and Will Pay for Them, Too)On IAA's annual lobbying day, the industry has a very unusual message" for Congress, TD Ameritrade's Skip Schweiss told ThinkAdvisor.
June 11, 2014
FPA, CalSurance Partner to Offer RIAs Discounted E&O InsuranceFPA members seeking E&O coverage will save hundreds potentially thousands through this new partnership, FPA says.
June 10, 2014
How Real Advisors Can Steal the Robo-Advisors’ AdvantageFlexScore, an in-depth financial scoring system, might help financial advisors get the robots to work for them.
June 10, 2014
SEC Should Shift Existing Funding to Boost Advisor Exams, IAA SaysThe advisor advocacy group is concerned about the potential disadvantages" of third-party exams compared to SEC examinations, says President David Tittsworth.
June 09, 2014
Tibergien, Shea: How Advisors Can Rebuild Industry ImageThe Pershing and BNY executives at INSITE outline steps advisors should take to boost business and financial literacy.