Bruton's Lucia Capital Seals First Deal, Adds $170M in Assets
By Janet LevauxThe group, led by ex-LPL exec Derek Bruton, acquires client assets and two professionals; plans more purchases.
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September 17, 2014
Competitive compensation vital to growth of RIAs [Infographic]Nearly a third (32 percent) of RIA firms with more than $1 billion in assets added new equity owners in 2013.
September 17, 2014
Competitive compensation vital to growth of RIAs [Infographic]Nearly a third (32 percent) of RIA firms with more than $1 billion in assets added new equity owners in 2013.
September 16, 2014
Clients Demand More Certifications, So Advisors Seek Them: IMCAThe largest group of CIMA applicants for the first half of 2014 was independent advisors, IMCA CEO Sean Walters and Chairman John Nersesian said.
September 15, 2014
7 Ways to Avoid Picking a Bad AdvisorIf a veteran Wall Street Journal editor covering wealth management gets duped by his advisor, Eric Nelson says, what chance do ordinary investors have?
September 15, 2014
Schwab, TD Ameritrade Report 3% Monthly UptickTD Ameritrade also says it has expanded its online education site for RIAs.
September 12, 2014
Advisor M&A, the Alpha WayWhat separates the best from the rest is of particular concern to advisors seeking to extract value from the practices they've devoted their careers to.
September 10, 2014
Covering the ‘naked’ fiduciaryThe best fiduciary insurance spells out exactly what it will cover.