Looking Ahead and Managing Change: 35 Years With Investment Advisor—Slideshow
By Danielle AndrusThis year is the 35th anniversary of Investment Advisor.
December 17, 2014
Enforcement: Nationwide to Pay $140M in 13-Year ERISA SettlementIn another action, the SEC charged the owner of a home restoration business with securities fraud for selling unsecured notes to investors.
December 17, 2014
Fidelity Finds RIAs Seriously Lag in Marketing, Business DevelopmentThe 2014 Fidelity RIA Benchmarking Study shows that many RIA firms need to address marketing and business development strategically.
December 17, 2014
Senate Passes Tax Extenders BillTax extender package applies only to 2014 and will last two more weeks.
December 16, 2014
CFP Board Calls First Computer-Based Exams a ‘Success’CFP Board CEO Kevin Keller congratulates those who passed what he called a very rigorous exam.
December 15, 2014
5 Steps to Replicate Your Best ClientsIs there a way to find new clients that are similar to, if not exactly like, your best clients?
December 15, 2014
In Search of the Best Financial Planning Software: A Road BlockI really like Thomson Reuters portfolio management platform, but if an agreement cant be reached with my custodian, TradePMR, Ill have some decisions to make.
December 11, 2014
How Advisors Can Be the Next DisruptorsFinancial advisors neednt fear the ravages of disruptive technology, Jud Bergman, Spenser Segal and Eric Poirier say.