Schwab’s Clark Vows to Take On Washington at Impact 2013
By James J. GreenAs advisor registrants approach the 1,800 mark, Bernie Clark says Washington advocacy will take center stage at custodians annual conference.
November 05, 2013
LPL Scores $1.2 Billion Hybrid RIAThe Householder Group, which has about 40 offices and 50 advisors, becomes the latest affiliate of the IBD.
November 04, 2013
2 Boston-Area RIAs Merge to Form $1.2 Billion FirmArgent Wealth and Pillar Financial will continue to focus on HNW and UHNW clients, leveraging scale and complementary services, says Dave DeVoe.
November 04, 2013
Deconstructing DFA’s Secret SauceIn an analysis, DFA advisor Eric Nelson teases out the factors that make the firm's exclusive funds outperform.
November 04, 2013
Dynasty Adds $1 Billion Texas-Based Wealth Team From Credit SuisseDynasty continues to build well, a dynasty, at least in the independent advisory space.
October 31, 2013
Carson Institutional Alliance Adds Almost $1.4 Billion in First YearCarson describes CIA as a network of client-centered, growth-minded, solutions-focused advisor partners committed to delivering trust, transparency and accountability."
October 30, 2013
LPL Beats Q3 Estimates on Strong RIA, Advisor GrowthThe independent broker-dealer says advisors had average ommissions of $156,000 in the third quarter.
October 29, 2013
TD Ameritrade Posts Healthy Profits, Revenue in Q4 and FY 2013CEO Tomczyk notes fifth straight year of double-digit net new client asset growth, increase in regular dividend and a special dividend of $0.50 a share.