How to Think Like An Owner
By Angie HerbersJunior advisors who learn to think like owners have a far greater chance of achieving that goal.
December 29, 2014
SEC Budget Boost Not Enough for Advisor Exams: Investor AdvocateIn report to Congress, Investor Advocate Fleming also said "reverse churning" of clients in wrap fee accounts needed to be aggressively policed.
December 23, 2014
Raymond James Adds 8 Advisors; Margaret Towle Joins MerrillRJ adds advisors from largest credit union in Oregon, while Wells Fargo adds reps in Connecticut and Texas. Towle, formerly of HighTower, joins Merrill.
December 22, 2014
Gender and ChangeIn a survey with More magazine, Susan Bradley asked 222 women whether men and women manage transitions differently. A surprising 95% said yes. The differences fell into three categories.
December 22, 2014
Communicating (or Not) During Tough TransitionsOne of the things that Sudden Money techniques help us do is structure meaningful conversations, said Peggy Frye, who completed Certified Financial Transitionist training in 2013.
December 22, 2014
The CFT Training ProcessCertified Financial Transitionist training offered through the Sudden Money Institute (SuddenMoney.com) consists of four parts, which can be completed together or individually
December 22, 2014
Age No Impediment to a Successful Succession PlanA 32-year age gap exists between the founder and outgoing CEO of an RIA firm and his successor.
December 22, 2014
The Future of Advice: The Bad News Looks Better Than the Good NewsApparently, 2014 was the year of over-hype for advisory industry surveys.