RIA Rolls Out Uber-Like App
By Janet LevauxThe mobile financial planning tool is intended to help clients 24/7 an anti-robo-advisor of sorts.
March 25, 2015
Lovell Minnick Sells Mercer Advisors to GenstarThe $6 billion RIA based in Santa Barbara, California, is set to have a new private equity owner.
March 25, 2015
United Capital’s Duran: Wealth Management Is Dead. Long Live Life Management!Wall Street is out of step with the public in promising to make people richwhen their real goal is to have rich lives.
March 19, 2015
Captrust, Pensionmark Partner to Create New RIAThe new jointly owned entity will use Captrust's broker-dealer, back-office support and a sizeable capital investment.
March 11, 2015
Tax Planning: How Your Clients Can Deduct Your FeesA look at how, how much and from which accounts your clients can deduct your fees, along with a warning about IRAs.
March 10, 2015
The Five Stages of Client EngagementWhy your social media efforts are doing more than you think.
March 10, 2015
Financial Engines’ Managed Accounts Surpass $1 TrillionThe Sunnyvale, California-based company now has a presence in 144 of the Fortune 500s defined contribution plans.
March 09, 2015
SEC Mulls Adding SMA Info to Form ADVThe regulator may also be considering asking about leverage, securities lending and other factors to better gauge risk, IAA says.