Advisor Goes From 860 Clients to Zero, Makes More Money
By Gil WeinreichHow Anthony Lombardi, founder of Perfect Client, got rid of his end clients, got out of asset management and got a life.
August 27, 2014
Can CFPs Really Be Fiduciaries?To my mind, the onus for establishing standards for how CFPs should live up to a fiduciary standard fall squarely on the CFP Board.
August 25, 2014
What It Takes for a Rookie Advisor to Survive, Part 2More in Bill Good's series on how a rookie advisor can make it, from cold calling insights to prospect management.
August 25, 2014
Should I Stay or Should I Go (Independent)?There are a lot of issues to consider before making the move from a wirehouse or bank to an independent advisor.
August 25, 2014
TD Ameritrade Fee Rebates: A Win or a Loss for Investors, Advisors?Industry experts Lou Harvey and Michael Kitces weigh in on TD and Schwab's moves to support model portfolios.
August 19, 2014
Triad Advisors Targets Smaller Reps With New RIA PlatformProgram aims to support hybrid advisors looking to boost business and minimize regulatory headaches.
August 19, 2014
NFL's 49ers Strike Deal With Robo-Advisor WealthfrontTeam will pick up advisory fees on first $100,000 invested by front-office employees and former players, to whom Wealthfront will provide financial education.
August 14, 2014
SEC Cracking Down on Wrap Fees; Wins Court CaseThe SEC wins a long-running court case on wrap fees, while OCIE letter to RIAs signals the arrangements will be scrutinized in exams.