Talk of FINRA as Advisor SRO Rears Its Head Again
By Melanie WaddellA Republican on the House Financial Services Committee said at FINRA's annual conference that he would "explore" legislation to give FINRA advisor exam authority.
May 24, 2015
Chuck Schwab: Slaying Wall Street Dragons—The 2015 IA 35 for 35Schwabs values-driven management helped create a firm that made investing more accessible.
May 23, 2015
Moshe Milevsky: Big Change Is Coming—The 2015 IA 35 for 35The next generation of advisors "may have very different skill sets in 30 years than their mentors do now," Milevsky says.
May 22, 2015
The Case for Dividend-Paying Stocks, Now and LaterWhile not risk-free ... neither value nor dividend stocks as a group have ever lost money when held 15 years or longer, says John Buckingham.
May 21, 2015
Women: ‘The Largest Emerging Market in the World’The conversation is shifting from "stark gender comparisons toward discussions that focus on how the investing world must adapt and embrace women," says Mellody Hobson.
May 21, 2015
Advisors Who Serve(d) Tell Their Stories: Memorial Day, 2015In our latest slideshow honoring advisors who served in the armed forces, we present 16 veterans deserving of praise.
May 20, 2015
SEC Wants Big Form ADV ChangesThe SEC has approved a plan to require advisors to provide more data on separately managed accounts, branch offices and social media on Form ADV.
May 19, 2015
Top 10 Colleges With Best Career Value: BrookingsThe Brookings Institution's college rankings attempt to measure the impact each school has on grads' mid-career earnings while filtering out the impact of students' backgrounds.