Why Advisors Should Act Like Fiduciaries With or Without DOL Rule
By Bernice NapachIt's what their clients expect now, according to a panel of investment consultants at the TD Ameritrade annual LINC conference.
February 01, 2017
Lori Hardwick Leaving COO Position at PershingThe No. 2 to CEO Lisa Dolly will depart this week after less than a year at the RIA custody and broker-dealer clearing firm.
February 01, 2017
2 Wealth Groups Merge to Form $4.7B RIA Near BostonAdvisor Investments and Braver Wealth Management work as fee-only managers for about 3,000 clients.
February 01, 2017
RIA Buyers Getting More Selective: Fidelity M&A ReportBut a gulf remains between sellers and buyers on firms valuations, says David Canter of Fidelity Custody & Clearing.
January 31, 2017
Robo Clearing Firm Apex Taps Envestnet's Fiske to Head Retail OpsRon Fiske joins Apex, which clears for robo-advisors like Betterment, from Envestnet and will head its retail operations.
January 31, 2017
Dynasty Financial Taps RIA Exec for Partner M&AsJoseph Rizzo takes on the role after leaving Steward Partners; earlier, he was with Morgan Stanley's wealth business.
January 31, 2017
Betterment Now Offers Human Advice, Restructures FeesThe largest independent robo-advisor now offers 3 services: digital, digital plus and premium.
January 30, 2017
The Dangers of Standing StillSometimes I think that what we do in these pages, and what you do in your jobs, is all about adapting to change.