LPL CEO Says No Way on Pure RIA
By Janet LevauxThe IBD discusses strategy and the impact of recent high-profile departures during its Q4 earnings call.
February 08, 2017
HighTower Nabs $1B Breakaway Duo in New York: Recruiting RoundupMeanwhile, RBC adds a pair from Merrill Lynch in Minneapolis with $1 million in yearly fees and commissions.
February 08, 2017
The Future of the DOL Fiduciary Rule Could Be Decided This WeekAs a federal judge in Texas has ruled in favor of the Labor Department, clarity could be coming soon.
February 07, 2017
PE Firm to Buy Financial Compliance OutsourcerLovell Minnick, an owner of Lincoln Investment Planning, is set to acquire Foreside Financial Group, which works with BDs and IAs.
February 06, 2017
TD Ameritrade CEO's Top 6 Guiding PrinciplesIn his first appearance at TD Ameritrade's National LINC conference as CEO, Tim Hockey expounded on his principles for growing a business.
February 06, 2017
Focus Financial Says ‘Howdy, Partner’ to $800M RIA in TexasCFO4Life worked with LPL Financial for six years and then "felt it had outgrown LPLs model."
February 06, 2017
What’s Next for DOL Fiduciary RuleSorting through the confusion that followed release of two memorandums from the White House on Friday about the status of the rule.
February 03, 2017
Advisors Mixed on Trump’s DOL Rule ReviewRIAs at TDAI conference expect to keep their competitive edge since they are already fiduciaries.