How Raymond James Smashed Recruiting and Profit Goals
By John ManganaroGiving advisors an array of affiliation options remains a critical strategy, firm executive Tash Elwyn says.
February 11, 2025
What Clients Really Want to Hear From Advisors: Ex-Merrill ExecJohn Thiel, who just launched an RIA, discusses what he seeks in advisors and why he left Merrill.
February 07, 2025
Why Advisors Are More Than Happy to Leave the WirehousesHeadcounts at these large Wall Street firms keep shrinking. Here are five reasons why.
February 06, 2025
Mercer Hires Its First Client Development ChiefAlisa Maute, formerly of LPL Financial, has also worked for WisdomTree, Van Kampen and Morgan Stanley.
February 04, 2025
FPA Mourns Loss of CEO Patrick MahoneyThe strategist died Saturday after a long battle with cancer.
January 31, 2025
RIA M&A Activity Set Record in 2024: DeVoeThe 272 announced transactions in the year, including 81 in the quarter, topped the 2022 mark.
January 29, 2025
Tax Pro Returns to EP Wealth in New RoleApril Rosenberry will focus on the firm's ultra-high-net-worth, tax and estate offerings.
January 28, 2025
$6.4B SageSpring Wealth Moves to Dynasty Financial Platform From Raymond JamesDynasty calls the shift one of the industry's biggest moves to independence in recent years.