DFA Announces Second Leadership Shakeup This Year
By Bernice NapachCo-CEO Eduardo Repetto is leaving; current co-CIO Gerard O'Reilly will replaces him in September.
August 14, 2017
Saturna Capital Launches Clean Shares for Two Funds: Portfolio ProductsAlso, Carlson Capital Management adds a low-cost DFA Minnesota muni bond fund to its portfolio lineup.
August 11, 2017
What to Do When Clients Lie"Working With Difficult People" author Raphael Lapin talks to ThinkAdvisor about how advisors can handle dishonesty from clients, co-workers and bosses.
August 10, 2017
Advisor’s ‘Mafia the Movie’ Scam Not a Hit With SEC: EnforcementMeanwhile, FINRA barred three brokers, one for excessive trading and two for failure to supervise.
August 10, 2017
The Terrible Twos: The Key Decision Point for Advisory Business GrowthThe advisory business has matured to the point where more than a few businesses have reached $1 billion in client AUM. Thats the good news.
August 10, 2017
Vanguard, TD Ameritrade Cheer DOL’s Move to Delay RuleThe CFP Board, however, says the delay is unnecessary.
August 09, 2017
DOL Seeks 18-Month Delay for Fiduciary ComplianceThe Labor Department has requested a delay for the best-interest contract exemption and two other PTEs.
August 09, 2017
SEC Busts Advisor in AUM Inflation SchemeThe advisor falsely claimed SEC registration eligibility and solicited clients using false paperwork, the regulator says.