RBC Wealth Grabs Rival’s Top Recruiter
By Janet LevauxMichael Parker was an executive vice president and chief development officer for HighTower Advisors.
September 29, 2017
GOP Framework Would Raise Taxes for Many of Your ClientsAnalyses from the conservative-leaning Tax Foundation and liberal-leaning Tax Policy Center agree that those in the 90th-95th percentiles for income would pay more.
September 29, 2017
Wells Fargo Consistently ‘Abused’ Customers, House Dems SayThe 38-page House Financial Services staff report cites a pattern of abusive business practices and disregard for customers.
September 29, 2017
SEC to Gather Data on Unregistered Advisors, BrokersThird-party advisor exams are not a bad idea, SEC chief Jay Clayton said, but its not front of my mind right now.
September 28, 2017
New York Reminds Student Borrowers to Apply for Loan ForgivenessTrump has threatened to end the program, but Attorney General Schneiderman notes it's still intact and his office will help New Yorkers wrongfully denied eligibility.
September 28, 2017
Increasing Business Value Through TechnologyBased on volumes and demographics, there should be more deals being done, however, there is often a disconnect between buyers and sellers, says Dan Seivert of ECHELON.
September 28, 2017
Lynn Tilton Wins SEC Fraud Trial She Worked Hard to AvoidThe Patriarch Partners founder called the proceeding unfair after the SEC sued her over claims she defrauded investors.
September 28, 2017
Kovack Securities Inks Outsourcing Deal to Add 35 RepsThe strategic alliance could boost the IBDs assets to more than $10 billion.