RiXtrema Launches New Fiduciary Compliance Tool
By Danielle AndrusRiXtrema has made updates to help advisors and broker-dealers monitor retirement plans for compliance with the Supreme Courts Tibble v. Edison decision.
September 06, 2017
House Passes Bill to Rein In IRS, DOJ Asset ForfeituresCivil asset forfeiture started as a crime-fighting tool but has morphed into a complex process that can unfairly entangle innocent Americans, said Rep. Crowley.
September 05, 2017
Finding the Right Match When Selling Your Firm: A ChecklistThere are no shortages of opportunity to sell a financial advisory business, says Matt Matrisian of AssetMark. The key is finding the right match.
September 05, 2017
RIA in a Box Launches New Regtech SoftwareRIA in a Box announced Tuesday that it has released new employee trade monitoring software as part of its MyRIACompliance tool.
September 01, 2017
For Hurricane-Battered Advisors, Planning Is KeyByron Ellis of United Capital knows a thing or two about dealing with tropical storms: He's been through four or five of them.
August 31, 2017
10 Sales Behaviors That Prospects HateHere's a list of things you might be doing that could send prospects running.
August 29, 2017
Help Wanted: Mistakes Owner-Advisors Make With Business ConsultantsWhile this may seem self-serving, I believe that all businesses, including advisory businesses, can benefit from good outside business consultants.
August 29, 2017
When Are We Going to Get There?Google the phrase, When are we going to get there? and the message in Jason Zweigs weekend column stares you in the face.