Number of Advisors Going Indie Up 75% Since 2012: Schwab
By Emily ZulzSchwab Advisor Services analyzed SEC registration data to determine the number of advisors who entered the independent space.
November 02, 2017
Advisors ‘Lagging’ in Proper Insurance Against CyberattacksAn FPA survey found that less than a third of advisors were fully prepared to manage the risks of a cyberattack.
November 02, 2017
DOL Files Official Delay of Fiduciary RuleThe delay should be approved by OMB in a week or two, lawyer Reish says. Barbara Roper doubts the complete rule will ever take effect.
November 02, 2017
Woodbury Adds $2B OSJ, RBC Picks Up $1B Teams: Recruiting RoundupPlus, Raymond James, Baird, Kestra and other firms announce their latest hires.
November 01, 2017
Billion-Dollar RIAs Becoming ‘Formidable Competitors’ to BDs: Cerulli"Some of the largest RIAs resemble small broker-dealers in size, service and brand awareness among advisors," Cerulli reports.
October 31, 2017
Bruckenstein, Welsh to Offer Top Tech Tips for AdvisorsNov. 2 webinar will highlight what IT insiders think about CRM, cybersecurity and other issues influencing financial advisors and their business-growth plans.
October 30, 2017
How Advisors Really Use Morningstar Fund RatingsA recent Wall Street Journal investigation found the ratings have a limited value, but most advisors already knew that.
October 30, 2017
Why Words Matter to ClientsOur research found that certain common words and phrases are turn-offs to the HNW individuals that advisors are trying to attract.