$2B Trilogy Group Transitions From NPH to LPL
By Janet LevauxIn other news, Ameriprise recruits Wells Fargo reps with nearly $370 million in assets.
October 25, 2017
Complex Client Chats Could Be Untangled by Speech SoftwareGridspace says its analysis software, from SRI Speech Labs, would eventually fit the needs of the financial advisory space.
October 24, 2017
After Advisor Outcry, TD Ameritrade Delays New Fees on Popular ETFsTDAI president Tom Nally tells ThinkAdvisor that the original timeframe for the transition period was a miss on our part.
October 23, 2017
TD Ameritrade Clients Can Now Trade on Facebook MessengerThe brokerage is also working on extending trading capabilities to other technology platforms including Amazon and Twitter, according to an official.
October 20, 2017
E-Trade to Buy Trust Co. of AmericaThe deal brings E-Trade $17 billion in institutional assets. Michael Kitces and others speculated about how the $275 million price was agreed upon.
October 20, 2017
Advisor Charged With Stealing $9M From Elderly Woman’s Foundation: EnforcementMeanwhile, a Massachusetts advisor is accused of steering clients into funds in which he had an interest.
October 19, 2017
RIA M&As on a 5-Year Growth Tear: Echelon ReportPlus, the average asset level of breakaway reps is up to $300 million, according to the investment bank.
October 18, 2017
Private Equity Firm Lovell Minnick Is Buying $20B Tortoise InvestmentsThe purchase of the asset manager is expected to close in the first quarter of 2018.