Insiders Go Deep on Midterm Predictions
By Melanie WaddellBeyond the debate of what party takes what chamber, the midterms could mean more oversight on the SEC.
October 24, 2018
RBC Nabs $1.4B Wells Fargo Team: Recruiting RoundupMeanwhile, Raymond James adds wirehouse reps with $198 million in assets, while LPL Financial picks up teams from rivals with over $1.3 billion.
October 24, 2018
Clients Less Fee-Sensitive Than Many Advisors Think: CerulliWhile conveying your value to clients and prospects is crucial, fees are rarely their primary concern, Cerulli finds.
October 24, 2018
Kestra Financial Buying Reliance TrustThe firm, which works with about 2,300 advisors, says the deal expands its service offerings as demand for trust services is growing.
October 24, 2018
SS&C Adds Envestnet to Its Managed Account OfferingSS&C adds to its stable of choices for customers.
October 24, 2018
CFP Board Issues Call to Action to Promote Diversity in the ProfessionIts Center for Financial Planning held its first diversity summit Tuesday and released a report documenting the current lack of diversity in the profession.
October 24, 2018
Morgan Stanley Fight Shows How Firms Smear Exiting AdvisorsDale Cebert fought back and it cost him nearly $2 million in legal fees, but most advisors can't afford to clear their names.
October 24, 2018
`Alexa, Buy Tilray Shares': TD Ameritrade Gets Voice PurchasesCEO says Tim Hockey says the brokerage will allow trades with Amazon Alexa.